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About CEO, Caroline Frawley
What She Did
What She Did
What She Did
Caroline Frawley is a former banking supervision and regulation leader who spent 36 years at the Federal Reserve Bank of New York (“FRBNY”). During her time there, she built a substantial record of leading functions and directly contributing to the Federal Reserve’s oversight of all bank types, broker-dealers and nonbanks, with a particu
Caroline Frawley is a former banking supervision and regulation leader who spent 36 years at the Federal Reserve Bank of New York (“FRBNY”). During her time there, she built a substantial record of leading functions and directly contributing to the Federal Reserve’s oversight of all bank types, broker-dealers and nonbanks, with a particular focus on the largest institutions. Outside of the FRBNY, Caroline was an active contributor to domestic and international policy development and crisis management, particularly during and after the 2008-’09 financial crisis, and, more recently, the COVID-19 pandemic.
Who She Was
What She Did
What She Did
Caroline was the Senior Supervisory Officer for J.P. Morgan Chase from 2015 to 2018 where she established and implemented a multi-year supervisory strategy focused on the firm’s most significant businesses and risks. She routinely engaged with the CEO and board of directors on a variety of topics. She also delivered and discussed superv
Caroline was the Senior Supervisory Officer for J.P. Morgan Chase from 2015 to 2018 where she established and implemented a multi-year supervisory strategy focused on the firm’s most significant businesses and risks. She routinely engaged with the CEO and board of directors on a variety of topics. She also delivered and discussed supervisory assessments with the President of the FRBNY and the Federal Reserve Board Governor with oversight responsibility for Supervision.
Caroline was the Senior Supervisory Officer for General Electric/GE Capital from 2011 to 2015. Her assessment of the company’s systemic importance were influential in the decision to designate them a systemically important nonbank by the Financial Stability Oversight Council (“FSOC”). As the lead supervisor for the first systemically important nonbank to be regulated by the Federal Reserve, she established and executed a multi-year supervisory strategy focused on the company’s financial activities.
What She Did
Caroline founded a regulatory consulting firm, Trophy Point Advisory Services LLC in November 2022. Over the course of the last year, Caroline has secured engagements with a diverse set of financial institutions, including two systemically important banks, a large regional bank and a private bank. Engagements ranged from assessing ente
Caroline founded a regulatory consulting firm, Trophy Point Advisory Services LLC in November 2022. Over the course of the last year, Caroline has secured engagements with a diverse set of financial institutions, including two systemically important banks, a large regional bank and a private bank. Engagements ranged from assessing enterprise risk management maturity for Consent Order compliance, assessing the integration plans of a recent acquisition, advising the board on compliance capabilities, and advising the c-suite on preparing for a regulatory matter.